VIA Capital

NISM Series VII

Securities Operations & Risk Management

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  1. 5. Final Exam

Chapter 1: Market Infrastructure

In this chapter

  • Stock exchanges, clearing corporations, and depositories
  • Trading system and order types
  • Market participants brokers, sub-brokers, authorised persons
  • Trade and settlement cycles (T+1)
  • Fundamentals of risk management
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Step 4 · Full Mock Test (100 questions)

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Step 5 · Final Exam

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